Ernest Smith is a registered investment advisor at Newsong Capital Management, INC., based in Hoover, AL, with 19 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 142 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewSong Capital Management charges an annual fee of up to 1.50% of the value of your portfolio. This fee is negotiated with each client based on factors like the amount of assets managed and the services provided. Fees are billed monthly in arrears, and you can choose to have them deducted from your account or pay via invoice.
Location
Hoover, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ernest is an owner of ERISA Specialists LLC and Benefit Professionals, Inc., which provides third-party administration and consulting for employer benefits and retirement plans. However, Ernest does not perform any functions and is not currently involved in any capacity.
Employment History
Current Registrations
Newsong Capital Management, INC.
Previous Registrations
Nexadvisors, LLC
Country Capital Management CompanyBroker
Principal Securities, INC.
Principal Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Kovack Securities INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.