Kenneth Franklin
Kenneth Franklin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Aliso Viejo, CA, with 24 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
6B Liberty, Ste 225, Aliso Viejo, CA, 92656
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2018Customer Dispute
November 2007Other Business Activities
Kenneth operates as Focus Wealth Advisors, a DBA for his LPL business, dedicating full-time hours to it. He also owns single-family real estate rental property since 2021.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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