Kenneth Franklin
Kenneth Franklin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Aliso Viejo, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6B Liberty, Ste 225, Aliso Viejo, CA, 92656
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2018Customer Dispute
November 2007Other Business Activities
Kenneth operates as Focus Wealth Advisors, a DBA for his LPL business, dedicating full-time hours to it. He also owns single-family real estate rental property since 2021.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.