Charla Riley
Charla Riley is a registered investment advisor at LPL Financial LLC, based in Santa Ana, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
201 Sandpointe Ave Ste 460, Santa Ana, CA, 92707
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Regulatory History (1)
Customer Dispute
February 2013Other Business ActivitiesSells Insurance
Charla operates her LPL business under the DBA Crestbridge Financial and teaches yoga and meditation workshops. She also sits on the board of Public Law Center and participates in Emerald Connect Seminars, as well as teaches at Irvine Valley College. Charla also sells non-variable insurance products, dedicating a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.