Richard Groscost
Richard Groscost is a registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 N Westlake Blvd, Ste 202, Westlake Village, CA, 91362
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2009Customer Dispute
June 2008Other Business Activities
Richard has a 12.5% ownership in Chemhistory LLC, an inherited environmental testing facility, and 100% ownership of Silver Strand Wealth Management. He also has ownership stakes in MBLMGL LLC, RJG Investments LLC, and multiple rental properties, dedicating minimal time to each.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Lehman Brothers INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.