SA
CFA
SA
CFA

Sabrina Allard

5 Years of Experience
Westlake Village, CA
Broker

Sabrina Allard is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 5 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 N Westlake Blvd, Suite 201 Floor 2, Westlake Village, CA, 91362

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2023 - Present · 3 yrs 6 mos
Wells Fargo Advisors
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2022 - April 2023 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2013 - March 2015 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2013 - March 2015 · 1 yr 5 mos
State Registrations20 states
AZCACOCTFLGAILINMAMTNCNJNVNYORPASDTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.