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Adam Quarello

Oppenheimer & CO. INC.
24 Years of Experience
Los Angeles, CA
Broker
View SEC Summary
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Adam Quarello is a registered investment advisor at Oppenheimer & CO. INC., based in Los Angeles, CA, with 24 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10880 Wilshire Boulevard, 23rd Floor, Los Angeles, CA, 90024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam plays music in public. This activity is not investment-related.

Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2009 - Present · 17 yrs 6 mos
Oppenheimer & CO. INC.
April 2009 - Present · 17 yrs 6 mos
Oppenheimer & CO. INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
September 2006 - April 2009 · 2 yrs 7 mos
UBS Financial Services INC.Broker
September 2006 - April 2009 · 2 yrs 7 mos
UBS Financial Services INC.Broker
June 2006 - September 2006 · 3 mos
UBS Financial Services INC.
June 2006 - September 2006 · 3 mos
Ameriprise Financial Services, INC.
December 2001 - June 2006 · 4 yrs 6 mos
Ameriprise Financial Services, INC.Broker
November 2001 - June 2006 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
November 2001 - June 2006 · 4 yrs 7 mos
State Registrations26 states
ALAZCACODEFLGAHIIDILKYMANCNJNVNYOHORPARITNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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