David Davis
David Davis is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Campbell, CA, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
42 West Campbell Ave, Third Floor, Campbell, CA, 95008
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a trustee for several trusts, a managing member of JY Wealthcare LLC and 42 W CAMPBELL JY, LLC, and CEO of Johanson & Yau Accountancy Corp. He is also a financial advisor for Avantax Insurance Agency and Avantax Insurance Services, selling insurance policies, and VP of Finance for Rotary Club of San Jose Foundation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.