OE
OE

Orvil Elia

19 Years of Experience
Naples, FL
1 DisclosureBrokerSells Insurance

Orvil Elia is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Naples, FL, with 19 years of industry experience. Orvil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

4501 Tamiami Trl N, Ste 418, Naples, FL, 34103

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024
Denied
Other Business ActivitiesSells Insurance

Orvil may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also dedicates minimal time to multi-level marketing for his wife's pilates and yoga studio.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2009 - Present · 16 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
A. G. Edwards & Sons, INC.
September 2006 - December 2007 · 1 yr 3 mos
A. G. Edwards & Sons, INC.Broker
August 2006 - December 2007 · 1 yr 4 mos
Fifth Third Securities, INC.
June 2006 - July 2006 · 1 mo
Fifth Third Securities, INC.Broker
May 2006 - July 2006 · 2 mos
Raymond James & Associates, INC.
May 2005 - November 2005 · 6 mos
Raymond James & Associates, INC.Broker
December 2004 - November 2005 · 11 mos
State Registrations18 states
CACTFLGAILMAMDMEMIMNNCNJNYOHOKVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Orvil Elia - Financial Advisor | TrueAdvisor