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CFP
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CFP

Erik Larsen

Cetera Investment Advisers LLC
22 Years of Experience
Paramus, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Erik Larsen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Paramus, NJ, with 22 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

803 Route 17 South, Paramus, NJ, 07652

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History

Regulatory History (1)
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Customer Dispute
September 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Erik is a health insurance broker with The Granite Brokerage, spending minimal time on this activity. This activity does not involve security clients or activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 9 mos
Cetera Investment Services LLCBroker
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Cetera Investment Services LLC
September 2012 - January 2014 · 1 yr 4 mos
Ameritas Investment CORP
August 2012 - September 2012 · 1 mo
Ameritas Investment CORP.Broker
January 2008 - September 2012 · 4 yrs 8 mos
Hornor, Townsend & Kent, INC.Broker
September 2007 - October 2007 · 1 mo
Mutual of Omaha Investor Services, INC.Broker
April 2004 - September 2007 · 3 yrs 5 mos
Fahnestock & CO. INC.Broker
January 2002 - May 2002 · 4 mos
State Registrations8 states
CAFLIANJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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