DP
DP
Dragi Paunovski is a registered investment advisor, based in Estero, FL, with 23 years of industry experience.
Location
Estero, FL
Get directionsHistory
Regulatory History (4)
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Regulatory
November 2015Final
Customer Dispute
June 2010Settled
Employment Separation After Allegations
December 2009Customer Dispute
December 2009Settled
Other Business ActivitiesSells Insurance
Dragi is an independent insurance agent for B. Riley Wealth Insurance Corporation, selling insurance products since 2013, dedicating about a quarter of his time. He also sells health insurance for Golden Rule Insurance Company, spending minimal time on this activity.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
April 2013 - Present · 13 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
April 2013 - July 2022 · 9 yrs 3 mos
Wunderlich Securities, INC.
December 2011 - April 2013 · 1 yr 4 mos
Wunderlich Securities, INC.Broker
October 2011 - April 2013 · 1 yr 6 mos
National Asset Management, INC.
March 2010 - October 2011 · 1 yr 7 mos
National Securities CorporationBroker
March 2010 - October 2011 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - January 2010 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2005 - January 2010 · 4 yrs 4 mos
New York Global Securities, INC.Broker
September 2004 - September 2005 · 1 yr
Investors Capital CORP.Broker
November 2002 - September 2004 · 1 yr 10 mos
PFS Investments INC.Broker
September 2002 - November 2002 · 2 mos
State Registrations15 states
AZCADEFLGAILNCNJNYPARISCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.