Neil Gavande
Neil Gavande is a CFP, ChFC-designated registered investment advisor at Farm and Community Advisory, based in Los Gatos, CA, with 23 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2 clients with $55K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
Los Gatos, CA
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
April 2020Customer Dispute
November 2019Customer Dispute
June 2016Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Neil is the CEO of Farm and Community Asset Advisors LLC, a licensed mortgage broker, and a licensed health and life insurance agent. He spends about 10-20% of his time on these activities.
Employment History
Current Registrations
Farm and Community Advisory
Previous Registrations
Tcfg Investment Advisors, LLC
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.