Keene Winters
Keene Winters is a registered investment advisor at LPL Financial LLC, based in Schofield, WI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
219 Ross Avenue, Suite 103, Schofield, WI, 54476
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keene operates Winters Financial Group, LLC and Gateway Financial Partners as DBAs for their LPL business. Keene also sells fixed annuities, term life, and long-term care insurance, and co-owns Winters Pharmacist Services, LLC, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Financial Planning Services, INC
Fsc Securities CorporationBroker
Pruco Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.