Ross Layton is a registered investment advisor, based in Austin, TX, with 24 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History (1)
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Customer Dispute
January 2019Settled
Other Business Activities
Ross is an Investment Advisor Representative (IAR) with Kestra Advisory Services, LLC, and a financial advisor with Oculus Financial Group. He dedicates full-time hours to investment advisory, portfolio management, and financial planning through these roles.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Kestra Advisory Services, LLC
January 2024 - Present · 2 yrs 4 mos
Kestra Investment Services, LLC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2014 - January 2024 · 9 yrs 2 mos
J.P. Morgan Securities LLCBroker
May 2007 - January 2024 · 16 yrs 8 mos
J.P. Morgan Clearing CORP.Broker
May 2007 - December 2008 · 1 yr 7 mos
First Republic Securities Company, LLCBroker
February 2005 - March 2007 · 2 yrs 1 mo
Citicorp Investment Services
May 2002 - February 2005 · 2 yrs 9 mos
Citicorp Investment ServicesBroker
November 2001 - February 2005 · 3 yrs 3 mos
State Registrations7 states
CAKYMIMONCTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.