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Matthew Monks

Ameriprise Financial Services, LLC
24 Years of Experience
Thornton, CO
1 DisclosureBroker
View SEC Summary
View SEC Summary

Matthew Monks is a registered investment advisor at Ameriprise Financial Services, LLC, based in Thornton, CO, with 24 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9351 Grant St, Ste 300, Thornton, CO, 80229-4375

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is involved in a business ownership activity since 2016, dedicating approximately 60 hours per month to it. The activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2001 - Present · 24 yrs 10 mos
Ameriprise Financial Services, LLCBroker
November 2001 - Present · 24 yrs 11 mos
Ameriprise Financial Services, LLC
November 2001 - Present · 24 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 2001 - July 2006 · 4 yrs 8 mos
State Registrations29 states
AZCACODCFLGAHIIAIDILKSMDMINCNENMNVNYOKORPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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