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Vic Leung

3 Years of Experience
Newark, CA
1 DisclosureBroker

Vic Leung is a registered investment advisor, based in Newark, CA, with 3 years of industry experience.

Location

35233 Newark Blvd Ste E, Newark, CA, 94560

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Closed-No Action
Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2024 - Present · 2 yrs 1 mo
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.Broker
December 2023 - March 2024 · 3 mos
U.S. Bancorp Investments, INC.
December 2023 - March 2024 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2022 - July 2023 · 1 yr 2 mos
Metlife Securities INC.Broker
January 2002 - September 2002 · 8 mos
Metropolitan Life Insurance CompanyBroker
January 2002 - September 2002 · 8 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vic Leung - Financial Advisor | TrueAdvisor