Vic Leung is a registered investment advisor, based in Newark, CA, with 4 years of industry experience. Vic is also registered as a broker, so some compensation may come from commissions on products sold.
Location
35233 Newark Blvd Ste E, Newark, CA, 94560
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Regulatory History (1)
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Customer Dispute
June 2025Closed-No Action
Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2024 - Present · 2 yrs 6 mos
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
December 2023 - March 2024 · 3 mos
U.S. Bancorp Investments, INC.
December 2023 - March 2024 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2022 - July 2023 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2022 - July 2023 · 1 yr 2 mos
Metlife Securities INC.Broker
January 2002 - September 2002 · 8 mos
Metropolitan Life Insurance CompanyBroker
January 2002 - September 2002 · 8 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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