Brian Nguyen is a CFP-designated registered investment advisor, based in Newark, CA, with 18 years of industry experience.
Location
3900 Newpark Mall Road, Suite 331, Newark, CA, 94560
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an Investment Advisor Representative at Twin Peaks Wealth Advisors, dedicating full-time hours. Brian is also an agent for non-variable insurance and fixed/indexed annuities, spending a few hours per week on these activities.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Twin Peaks Wealth Advisors
Previous Registrations
Investor Fan
LPL Financial LLC
LPL Financial LLCBroker
Sorrento Pacific Financial, LLC
Sorrento Pacific Financial, LLCBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Nylife Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.