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Erin Eason

LPL Financial LLC
24 Years of Experience
Benton, AR
10 DisclosuresBrokerSells Insurance
View SEC Summary
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Erin Eason is a registered investment advisor at LPL Financial LLC, based in Benton, AR, with 24 years of industry experience. Erin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Benton, AR

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History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2025
Judgment / Lien
April 2024
Judgment / Lien
June 2023
Judgment / Lien
May 2023
Judgment / Lien
February 2023
Judgment / Lien
January 2023
Judgment / Lien
October 2022
Judgment / Lien
July 2022
Judgment / Lien
April 2021
Customer Dispute
December 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Erin is a registered investment advisor with Private Advisor Group and an outside insurance general agent with ASA Group. She also works as a caregiver for Seniors Serving Seniors and as a hospitality greeter for local hotels, dedicating a few hours per week to each.

Employment History
Current Registrations
LPL Financial LLC
April 2014 - Present · 12 yrs 6 mos
LPL Financial LLCBroker
April 2014 - Present · 12 yrs 6 mos
Private Advisor Group, LLC
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2005 - January 2009 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2005 - January 2009 · 3 yrs 5 mos
UBS Financial Services INC.
October 2002 - August 2005 · 2 yrs 10 mos
UBS Financial Services INC.Broker
October 2002 - August 2005 · 2 yrs 10 mos
Hutchinson/ifrah, INC.Broker
May 2002 - October 2002 · 5 mos
State Registrations2 states
ARTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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