Joseph Lee is a registered investment advisor at The David J. Yvars Group INC., based in Valhalla, NY, with 4 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 489 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 3.00% |
| $500K - $1.0M | 2.20% |
| $1.0M - $5.0M | 1.60% |
| $5M+ | 1.40% |
Schedule shown is for Equity/Balanced portfolios. Fixed Income portfolios have a different schedule: First $500,000: 1.25%; Next $500,000: 1.10%; Next $4,000,000: 1.00%; Above $5,000,000: 0.80%. Fees, account minimums, and payment terms may be negotiable.
Fee Estimator
Location
400 Columbus Avenue, Suite 30S, Valhalla, NY, 10595
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph works as a Clubhouse Manager for the New York Yankees since 1995. His time commitment varies depending on the baseball season, and his duties include catering, assisting players, and concierge services.
Employment History
Current Registrations
The David J. Yvars Group INC.
Previous Registrations
The David J. Yvars Group, INC.
State Registrations2 states
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