Steven Ewen is a PFS-designated registered investment advisor, based in Golden, CO, with 24 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
350 Indiana Street, Suite 730, Golden, CO, 80401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven works as an independent insurance agent for various companies, and as a financial professional utilizing a DBA name. He also works as a financial advisor and sells insurance, dedicating minimal time to his ownership of Ewen Financial Services, LLC.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Client One Securities LLC
Client One Securities LLCBroker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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