Gregory Beal is a CFP-designated registered investment advisor at LPL Financial LLC, based in Golden, CO, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14143 Denver Pkwy.,, Ste 450, Golden, CO, 80401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gregory operates under the DBAs Investment & Retirement Center and Dividend Wealth Advisors for his LPL business, dedicating about 10% of his time to the former. He also provides investment advisory services through Western Wealth Management LLC and Dividend Wealth Advisors, spending full-time hours on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Western Wealth Management LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Gwfs Equities, INC.Broker
Advised Assets Group, LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.