Mark Thatcher is a registered investment advisor, based in Palm Desert, CA, with 24 years of industry experience.
Location
73575 El Paseo, Suite 2300, Palm Desert, CA, 92260
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Regulatory History (3)
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Employment Separation After Allegations
November 2020Customer Dispute
June 2010Settled
Customer Dispute
October 2008Settled
Other Business ActivitiesSells Insurance
Mark is a partner in Keystone Private Wealth, Rokunin (a real estate company), and Cornerstone Wealth Services (a back office support company). He also works with Core Income to shop for insurance solutions, provides supplemental Medicare insurance coverage through Caress Insurance Agency Inc, and advises HOA Invest on software solutions for HOA investments.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2021 - Present · 5 yrs
Keystone Private Wealth
July 2019 - Present · 6 yrs 9 mos
Previous Registrations
Cypress Wealth Services, LLC
July 2017 - November 2020 · 3 yrs 4 mos
Integrated Wealth Management, INC.
May 2014 - December 2017 · 3 yrs 7 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2014 - March 2021 · 6 yrs 11 mos
Morgan Stanley
June 2009 - May 2014 · 4 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2002 - September 2008 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - September 2008 · 6 yrs 10 mos
State Registrations13 states
AKALAZCADCFLMNNENVOKPAUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.