Christopher Rick is a CFP-designated registered investment advisor, based in Palm Desert, CA, with 15 years of industry experience.
Location
73575 El Paseo, Suite 2300, Palm Desert, CA, 92260
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is an Executive Vice President & Sr Financial Advisor at Keystone Wealth Services and an agent for PKS Financial and Fixed Insurance. He also works as an Independent Insurance Professional for Caress Insurance Agency Inc and an Insurance Partner for Core Income, dedicating minimal time to each. Christopher is also an advisor for HOA Invest, a software solution for HOAs, spending a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Keystone Private Wealth
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Cypress Wealth Services, LLC
Fidelity Personal and Workplace Advisors
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
State Registrations1 state
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