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CFP
CR
CFP

Christopher Rick

Hoainvest LLC
15 Years of Experience
Palm Desert, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Rick is a CFP-designated registered investment advisor at Hoainvest LLC, based in Palm Desert, CA, with 15 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more.

Hoainvest LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
10 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees will not exceed 2.00% annually and are based on the size of the client relationship, scope, and complexity. Clients also pay a $50 annual account fee for administrative expenses, which may be waived.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

73575 El Paseo, Suite 2300, Palm Desert, CA, 92260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an Executive Vice President & Sr Financial Advisor at Keystone Wealth Services and an agent for PKS Financial and Fixed Insurance. He also works as an Independent Insurance Professional for Caress Insurance Agency Inc and an Insurance Partner for Core Income, dedicating minimal time to each. Christopher is also an advisor for HOA Invest, a software solution for HOAs, spending a few hours per week.

Employment History
Current Registrations
Hoainvest LLC
September 2026 - Present · 1 mo
Purshe Kaplan Sterling InvestmentsBroker
June 2021 - Present · 5 yrs 4 mos
Keystone Private Wealth
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2019 - March 2021 · 1 yr 8 mos
Cypress Wealth Services, LLC
September 2018 - June 2021 · 2 yrs 9 mos
Fidelity Personal and Workplace Advisors
July 2018 - October 2018 · 3 mos
Strategic Advisers LLC
November 2011 - July 2018 · 6 yrs 8 mos
Fidelity Brokerage Services LLCBroker
October 2011 - September 2018 · 6 yrs 11 mos
Morgan Stanley Smith Barney LLC
November 2010 - September 2011 · 10 mos
Morgan Stanley Smith BarneyBroker
September 2010 - September 2011 · 1 yr
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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