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CFP
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CFP

Gregory Worcester

Cwm, LLC
24 Years of Experience
Palatine, IL
Sells Insurance
View SEC Summary
View SEC Summary

Gregory Worcester is a CFP-designated registered investment advisor at Cwm, LLC, based in Palatine, IL, with 24 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

220 N Smith St, Ste. 406, Palatine, IL, 60067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory sells life insurance, fixed annuities, and long-term care as an insurance agent, dedicating a few hours per week. He is also a partner/financial professional at KFA Partners, LLC, a financial services business, spending full-time hours there.

Employment History
Current Registrations
Cwm, LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
April 2021 - August 2023 · 2 yrs 4 mos
LPL Financial LLC
August 2020 - May 2021 · 9 mos
Gem Financial Advisors, INC.
August 2013 - August 2020 · 7 yrs
LPL Financial LLCBroker
December 2005 - May 2021 · 15 yrs 5 mos
LPL Financial LLC
December 2005 - December 2013 · 8 yrs
Transamerica Financial Advisors, INC.
January 2005 - December 2005 · 11 mos
Transamerica Financial Advisors, INC.Broker
April 2004 - December 2005 · 1 yr 8 mos
Signator Investors, INC.Broker
December 2001 - April 2004 · 2 yrs 4 mos
State Registrations3 states
ILINMI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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