Eric Caswell
Eric Caswell is a registered investment advisor at Kingsview Wealth Management, LLC, based in Lubbock, TX, with 24 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 10,049 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kingsview Wealth Management's annual advisory fee for wealth and asset management services is negotiable and capped at 2.50% annually, inclusive of any asset management fees charged by Kingsview Investment Management (KIM). The standard wealth management fee schedule is:
- First $250,000 – 1.50% annually
- Next $750,000 – 1.00% annually
- Any amount over $1,000,000 – 0.75% annually
Fees are negotiable and are set at the discretion of the KWM IAR providing services. This fee is exclusive of a KIM model fee, underlying investment fees or any third-party money manager fee.
Location
4107 112th St, Lubbock, TX, 79423
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
Eric is a board member of Brownfield Farmers Cooperative Station, a farm consultant for Caswell Cotton Farms/Eric Caswell Farms (dedicating a few hours per week), a partner in 168 Cattle Co, and an LPT for Brownwell LLC/Agrellus. These activities are not investment-related.
Employment History
Current Registrations
Kingsview Wealth Management, LLC
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.