William Schwennsen
William Schwennsen is a registered investment advisor at Signal Securities, INC., based in Ft Worth, TX, with 24 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,137 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Signal Securities offers several investment management programs. Fees are based on the amount of your portfolio and are charged quarterly in advance, except for the 401k Optimizer, which is charged in arrears. Signal Securities reserves the right to negotiate fees. Here's a breakdown of the fees for each model:
-
Asset Allocation Model:
- 2.00% annually on the first $100,000
- 1.75% annually on amounts between $100,001 and $250,000
- 1.50% annually on amounts between $250,001 and $500,000
- 1.00% annually on amounts between $500,001 and $1,000,000
- 0.75% annually on amounts over $1,000,001
-
Private Client Asset Management Model:
- With Limited Partnerships and/or options: 3.00% annually on all assets
- Without Limited Partnerships and/or options:
- 1.75% annually on amounts between $100,000 and $500,000
- 1.50% annually on amounts between $500,001 and $1,000,000
- 1.25% annually on amounts over $1,000,001
-
Discretionary Asset Allocation Model Portfolios:
- 1.50% annually on the first $25,000
- 1.25% annually on amounts over $25,000
-
401K Optimizer: 1.00% annually
Location
Ft Worth, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William owns Schwennsen Financial Services, doing business as a financial planning and insurance sales company since 2005. He dedicates about a quarter of his time to this activity.
Employment History
Current Registrations
Signal Securities, INC.
Signal Securities, INC.
Signal Securities, INC.Broker
Previous Registrations
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.