Stephen Wiesenfeld
Stephen Wiesenfeld is a registered investment advisor at New Observer Capital Management, LLC, based in Midland, TX, with 22 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
The firm also charges a performance-based allocation equal to 20.0% of each investor’s annual net realized and unrealized profits, subject to a “loss carryforward” or “high water mark” limitation. Fees and allocations are not negotiable, but may be reduced or waived at the firm's discretion.
Fee Estimator
Location
Midland, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
New Observer Capital Management, LLC
Previous Registrations
New Observer Capital Management, LLC
State Registrations1 state
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