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Chad Moseley

Ameritas Advisory Services, LLC
24 Years of Experience
Homewood, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Chad Moseley is a registered investment advisor at Ameritas Advisory Services, LLC, based in Homewood, AL, with 24 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.

Ameritas Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
29,718 clients
Average Client Portfolio
$463K average
Assets Under Management
$13.7B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2718 20th St S Ste 100, Homewood, AL, 35209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2015
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chad is a licensed independent insurance agent selling fixed insurance products through Nowlin and Associates, dedicating about 10-20% of his time. He is also a joint owner of Three 15, LLC, an exercise studio, spending minimal time on business checking account activities.

Employment History
Current Registrations
Ameritas Advisory Services, LLC
March 2023 - Present · 3 yrs 7 mos
Ameritas Investment Company, LLCBroker
October 2003 - Present · 23 yrs
Previous Registrations
Ameritas Advisory Services
August 2021 - September 2021 · 1 mo
The Ascent Group, LLC
June 2021 - May 2023 · 1 yr 11 mos
Ameritas Advisory Services
September 2004 - August 2021 · 16 yrs 11 mos
The Advisors Group, INC.
July 2002 - September 2004 · 2 yrs 2 mos
The Advisors Group, INC.Broker
February 2002 - October 2003 · 1 yr 8 mos
State Registrations5 states
ALFLGAMSWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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