Allan Chappelle
Allan Chappelle is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 56 years of industry experience. Allan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
22 Inverness Center Parkway, Suite 135, Birmingham, AL, 35242
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allan is the owner of Chappelle Consulting Group, Inc. involved in registered rep activities, consulting, insurance, legal matters, and investment advisory services, dedicating about 10-20% of his time. He also owns Chappelle Properties, LLC, a real estate venture, and is an Investment Advisor Representative with Kestra Advisory Services, LLC, dedicating up to full-time hours.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
LPL Financial LLCBroker
Financial Telesis, INC.
Financial Telesis INCBroker
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Investment Advisors
Proequities, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
Frank Chappelle & CO., INC.Broker
Frank Chappelle & CO., INC.Broker
Frank Chappelle & CO, INC.Broker
State Registrations7 states
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