Shawn Patt is a registered investment advisor at Atala Financial INC, based in Calabasas, CA, with 24 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 68 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ATALA Financial charges for investment management services in one of two ways:
- A percentage of the value of your portfolio. The exact percentage depends on the investment strategy, but will not exceed 2% annually.
- A flat quarterly or annual fee, depending on the complexity of your needs.
Fees are charged quarterly in advance, based on the market value of your account on the last business day of the quarter. The firm may negotiate different fee schedules based on account size, type, and service level. If you end the agreement mid-quarter, you'll receive a refund for any unearned fees. If you use third-party managers, the combined fee for ATALA and the third-party manager will never exceed 2%.
Location
23912 Aspen Way, Calabasas, CA, 91302
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Regulatory History (1)
Customer Dispute
April 2024Other Business Activities
Shawn is a professor at UCLA, CEO of Fantasy Clubhouse, and on the advisory board of Price.com. He also serves as CEO of Atala Tools Inc., is an author of investment-related textbooks, and is a member of the CPWA® Certification Commission.
Employment History
Current Registrations
Atala Financial INC
Previous Registrations
Atala Financial INC
Mag Cap
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Sunamerica Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.