Walker Davidson is a CFP-designated registered investment advisor at Carolina Strategy, LLC, based in Matthews, NC, with 14 years of industry experience. Walker operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 64 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are generally negotiable. Pension consulting services are charged at a flat 0.50% annual fee based on average daily balance.
Fee Estimator
Location
Matthews, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Carolina Strategy, LLC
Previous Registrations
United Planners' Financial Services of America a Limited Partner
Royal Alliance Associates, INC.
Legg Mason Wood Walker INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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