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Mark Peterson

Thrivent Investment Management INC.
24 Years of Experience
Bellevue, WA
2 DisclosuresBroker
View SEC Summary
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Mark Peterson is a registered investment advisor at Thrivent Investment Management INC., based in Bellevue, WA, with 24 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Thrivent Investment Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11711 SE 8th Street Ste 201, Bellevue, WA, 98005

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Customer Dispute
October 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is a partner in Kenai Kingpin Outfitters LLC, a fishing guide company, since 2018. He provides equity funding and dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Thrivent Investment Management INC.
June 2004 - Present · 22 yrs 4 mos
Thrivent Investment Management INC.Broker
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
Lutheran Brotherhood Securities CORP.Broker
January 2002 - July 2002 · 6 mos
State Registrations12 states
AKCOFLHIIDMNMOMTNCOHORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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