RC
CFA
RC
CFA
Roger Clifton is a CFA-designated registered investment advisor at Clifton, Roger Lambert, based in Columbus, NC, with 21 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 4 clients with $14M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
4 clients
Average Client Portfolio
$3.5M average
Assets Under Management
$14.1M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.60% |
| $3M+ | 0.40% |
Assets of two or more client accounts may be aggregated for fee calculation. Fee is non-negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Columbus, NC
Get directionsHistory
Regulatory History (2)
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Regulatory
September 1998Final
Regulatory
January 1998Final
Employment History
Current Registrations
Clifton, Roger Lambert
May 2004 - Present · 22 yrs
State Registrations1 state
MA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.