Roger L. Clifton is a sole proprietor investment advisor providing financial and investment counseling to individuals and high net worth individuals on a non-discretionary basis since 1982. He offers advice on various investments like equity securities, mutual funds, and government securities. Clients provide their goals and risk tolerance, and Roger L. Clifton makes recommendations accordingly. Clients are not obligated to follow his advice.
Assets Under Management$14M
Clients4
Advisors1
Avg. per Client$3.5M
Avg. per Advisor$14M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.60% |
| $3M+ | 0.40% |
Assets of two or more client accounts may be aggregated for fee calculation. Fee is non-negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...