James Richard is a registered investment advisor at Quincy Wells Advisors, LLC, based in Wooster, OH, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 78 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Great Point Advisors charges a percentage of your portfolio, an hourly rate, or a flat fee for wealth management services or financial planning. The fees are tailored to the specific services provided. When a client is using a fixed fee only service, there are additional fees the client will pay for, including reporting fees, custodial fees, transaction fees and third-party money manager fees.
Location
Wooster, OH
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Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Michael owns Lee Road LLC, a building that rents space to a post office and a convenience store, since 2017. He spends a few hours per week during normal trading hours and about a quarter of his time outside of normal trading hours on this activity.
Employment History
Current Registrations
Quincy Wells Advisors, LLC
Great Point Capital LLCBroker
Great Point Capital LLC
Previous Registrations
Great Point Advisors, LLC
B. Riley Wealth ManagementBroker
B Riley Wealth Management
Anderson & Strudwick, Incorporated
Anderson & Strudwick, IncorporatedBroker
Jesup & Lamont Securities CORPBroker
Jesup & Lamont Securities CORP.
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.