Thomas Frost
Thomas Frost is a registered investment advisor at All Seasons Investment Advisors, INC, based in San Marcos, CA, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 2 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $10.0M | 0.25% |
| $10M+ | 0.25% |
Fees are negotiable above $10,000,000. The Adviser may receive fees directly from a client (plan sponsor or individual), for providing any or all of the services described above. In these instances, fees may be paid on a one-time only or ongoing basis, depending on the scope of the services, and the desired length of time that those services will be provided. Adviser’s fees are in addition to any fees assessed by the mutual funds that the Client’s accounts are invested in. The annual fees will be determined based on the ending aggregate market value of the Plan assets each quarter and Client will not be charged a greater fee for that portion of the assets in the Client’s account which falls below the aggregate size listed below.
Fee Estimator
Location
San Marcos, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the President of Investment Advisory Services at All Seasons Investment Advisors, Inc. and President of Insurance Services at Seasons Financial, LLC. He also works as an Employer Liaison & Senior Vice President of Marketing at Able Disabled Advocacy, is a silent partner in an online art gallery, and works as a sports referee.
Employment History
Current Registrations
All Seasons Investment Advisors, INC
Previous Registrations
Sii Investments, INC.
All Seasons Investment Advisors, INC
Financial Telesis, INC.
Princor Financial Services Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.