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Mercedes Gardner-Gomez

23 Years of Experience
Coral Gables, FL
1 DisclosureBroker

Mercedes Gardner-Gomez is a registered investment advisor at UBS Financial Services INC., based in Coral Gables, FL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

550 Biltmore Way 10th floor, Coral Gables, FL, 33134

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History

Regulatory History (1)
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Judgment / Lien
March 2019
Employment History
Current Registrations
UBS Financial Services INC.
July 2018 - Present · 7 yrs 10 mos
UBS Financial Services INC.
January 2018 - Present · 8 yrs 4 mos
UBS Financial Services INC.Broker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
January 2005 - November 2017 · 12 yrs 10 mos
Hsbc Brokerage (USA) INC.Broker
November 2002 - January 2005 · 2 yrs 2 mos
State Registrations5 states
CTFLNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mercedes Gardner-Gomez - Financial Advisor | TrueAdvisor