Anthony Schmidt is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2011 - Present · 14 yrs 5 mos
Morgan Stanley
December 2011 - Present · 14 yrs 5 mos
Morgan StanleyBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
March 2009 - December 2011 · 2 yrs 9 mos
UBS Financial Services INC.Broker
March 2009 - December 2011 · 2 yrs 9 mos
Credit Suisse Securities (USA) LLC
September 2005 - March 2009 · 3 yrs 6 mos
Credit Suisse Securities (USA) LLCBroker
September 2005 - March 2009 · 3 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2005 - September 2005 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2005 - September 2005 · 8 mos
H.D. Vest Advisory Services, INC
October 2003 - March 2005 · 1 yr 5 mos
H.D. Vest Investment ServicesBroker
June 2002 - March 2005 · 2 yrs 9 mos
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.