Rolf White is a registered investment advisor at Spc, based in Burnsville, MN, with 23 years of industry experience. Rolf operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
Burnsville, MN
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Regulatory History (1)
Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Rolf is the sole member of Business and Family Advisors LLC, a DBA for his insurance and securities business. He is also an independent insurance agent selling life, accident, health, Medicare, and Medicare supplement policies, dedicating one weekday's worth of time to this. Additionally, Rolf coaches soccer for the Lakeville Soccer Club for about 10-20% of his time, outside of market hours.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
New England SecuritiesBroker
Farmers Financial Solutions, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.