Harvey Little is a registered investment advisor at Regent Wealth Management, INC., based in Tulsa, OK, with 25 years of industry experience. Harvey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 93 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.75% |
| $300K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.65% |
Fees may be adjusted based on account complexity or waived/reduced at the advisor's discretion.
Fee Estimator
Location
9242 S. Sheridan Rd., Suite D, Tulsa, OK, 74133
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Harvey is a shareholder at Bryan & Little CPA's P.C., a certified public accounting firm. He has been in this full-time role since 1976.
Employment History
Current Registrations
Regent Wealth Management, INC.
Previous Registrations
The Legacy Financial Group, INC.
Zaxis, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.