David Doolin

17 Years of Experience

Santa Cruz, CA

1 DisclosureBroker

David Doolin is a registered investment advisor at Financial Planning Consultants, LLC, based in Santa Cruz, CA, with 17 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Retirement Planning.

Financial Planning Consultants, LLC

Compensation

Fee-Only (% of Portfolio)

Firm Size

3 advisors

IM Fee

Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

740 Front St Ste 365, Santa Cruz, CA, 95060

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History

Regulatory History (1)

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Judgment / Lien

November 2023

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Other Business Activities

David is a partner in a CPA firm, providing tax returns and financial statements. This activity takes up nearly all of David's time.

Employment History

LPL Financial LLCBroker

August 2008 - Present · 17 yrs 9 mos

State Registrations5 states

AZCACOMTNV

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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