Thomas Grant
Thomas Grant is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Succasunna, NJ, with 24 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
Succasunna, NJ
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2024Other Business Activities
Thomas operates Tom Grant Financial as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Wrp Investments, INC.Broker
Main Street Management CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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