TA
TA

Troy Aucoin

24 Years of Experience
Baton Rouge, LA
3 DisclosuresBrokerSells Insurance

Troy Aucoin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Baton Rouge, LA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

9026 Jefferson Hwy, Suite 401, Baton Rouge, LA, 70809

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Withdrawn
Customer Dispute
February 2009
Denied
Customer Dispute
October 2008
Settled
Other Business ActivitiesSells Insurance

Troy sells fixed insurance products, dedicating minimal time to this activity. He also owns Aucoin Wealth Management, LLC, a private entity for securities, advisory, and insurance business, spending minimal time on it as well.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2025 - Present · 11 mos
Raymond James Financial Services Advisors, INC
August 2025 - Present · 11 mos
Previous Registrations
Commonwealth Financial NetworkBroker
June 2021 - August 2025 · 4 yrs 2 mos
Commonwealth Financial Network
June 2021 - August 2025 · 4 yrs 2 mos
Edward Jones
January 2007 - June 2021 · 14 yrs 5 mos
Edward JonesBroker
March 2002 - June 2021 · 19 yrs 3 mos
State Registrations9 states
ALCOFLLAMSNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.