Ronald Rothchild
Ronald Rothchild is a registered investment advisor, based in Melville, NY, with 23 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
425 Broadhollow RD. Suite 325, Melville, NY, 10004
Get directionsHistory
Regulatory History (5)
Customer Dispute
July 2018Customer Dispute
March 2018Customer Dispute
December 2016Employment Separation After Allegations
April 2016Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Ronald works as an investment advisor representative for Fincadia and Fincadia Capital Partners LLC, and Fincadia Wealth Management LLC, dedicating a significant amount of time to these roles. He also owns Ron Rothschild Inc. as a pass-through entity and is an independent insurance agent for Fincadia Insurance, spending minimal time on insurance sales.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
Arete Wealth Advisors, LLC
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLCBroker
David Lerner Associates, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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