Stephanie Bolles
Stephanie Bolles is a CFP-designated registered investment advisor at LPL Financial LLC, based in Des Moines, IA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2323 Grand Ave Ste 210, Des Moines, IA, 50312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie operates SA3 Wealth as a DBA for her LPL business, dedicating full-time hours to it. She also owns The Dwarf Depot, an entity involved in produce, eggs, and livestock breeding, taking about a quarter of her time, and co-owns residential real estate rentals, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Householder Group Financial Advisors, LLC
Securities Service Network, INC.Broker
Sammons Securities Company, LLCBroker
Woodbury Financial Services, INC.Broker
Simmers Capital Management CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.