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JM
CFP
JM
CFP

Julia Mccormick

LPL Financial LLC
12 Years of Experience
Des Moines, IA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Julia Mccormick is a CFP-designated registered investment advisor at LPL Financial LLC, based in Des Moines, IA, with 12 years of industry experience. Julia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2940 Ingersoll Ave., Ste. 100, Des Moines, IA, 50312

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Julia is involved in several business activities, including non-variable insurance through InsureYourPlan LLC (a few hours per week), and providing investment advisory services through WCG Wealth Advisors, LLC (full-time). She also has roles as an artist/musician with the Des Moines Symphony and as a freelance viola/violin player (minimal time for each).

Employment History
Current Registrations
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
The Wealth Consulting Group
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
Lw Advisors, L.L.C.
April 2018 - December 2023 · 5 yrs 8 mos
Principal Securities, INC.
January 2014 - April 2018 · 4 yrs 3 mos
Principal Securities, INC.Broker
December 2013 - April 2018 · 4 yrs 4 mos
State Registrations7 states
AZCAIAILMNPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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