TB
TB
Thomas Block is a registered investment advisor, based in Midlohian, VA, with 21 years of industry experience.
Location
Midlohian, VA
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Regulatory History (1)
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Employment Separation After Allegations
April 2016Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent for various companies since 2013. He also works as an advisory representative of a Registered Investment Advisor and as a W2 employee at Duncan Advisor Resources, dedicating full-time hours to the latter.
Employment History
Current Registrations
Cambridge Investment Research, INC.
November 2020 - Present · 5 yrs 8 mos
Cambridge Investment Research Advisors, INC.
November 2020 - Present · 5 yrs 8 mos
Cambridge Investment Research, INC.Broker
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
Cuso Financial Services, L.P.
September 2020 - November 2020 · 2 mos
Cuso Financial Services, L.P.Broker
September 2020 - November 2020 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 2019 - July 2020 · 1 yr 4 mos
Northwestern Mutual Investment Services,llc
March 2019 - July 2020 · 1 yr 4 mos
Oneamerica Securities, INC.
August 2016 - June 2018 · 1 yr 10 mos
Oneamerica Securities, INC.Broker
August 2016 - June 2018 · 1 yr 10 mos
MML Investors Services, LLC
April 2013 - May 2016 · 3 yrs 1 mo
MML Investors Services, LLCBroker
March 2013 - May 2016 · 3 yrs 2 mos
Ameriprise Financial Services, INC.
April 2003 - March 2013 · 9 yrs 11 mos
Ameriprise Financial Services, INC.Broker
April 2003 - March 2013 · 9 yrs 11 mos
Ids Life Insurance CompanyBroker
April 2003 - July 2006 · 3 yrs 3 mos
State Registrations2 states
CAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.