Joseph Trotta
Joseph Trotta is a registered investment advisor at LPL Financial LLC, based in Jupiter, FL, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
725 N Hwy A1A Ste E207, Jupiter, FL, 33477
Get directionsHistory
Regulatory History (5)
Customer Dispute
July 2024Customer Dispute
March 2021Customer Dispute
March 2005Customer Dispute
February 2000Regulatory
April 1980Other Business ActivitiesSells Insurance
Joseph is involved with outside fixed insurance and Oceanview Management LLC. The filing does not specify the nature or time commitment of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Ifg Network Securities, INC.Broker
Investors Asset Management, INC.Broker
Manequity, INC.Broker
First Park Equities, INC.Broker
St. Paul Investors, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.