Richard Curley
Richard Curley is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Boca Raton, FL, with 44 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1300 N Federal Hwy, Ste 101, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2001Employment Separation After Allegations
February 1988Other Business Activities
Richard works as an advisory representative of a registered investment advisor. This investment-related activity takes about half of Richard's time and involves trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Kenilworth Asset Management, LLC
World Equity Group, INC.Broker
Chicago Investment Group, LLCBroker
Chicago Investment Group, LLC
Samuel a Ramirez & CO., INC.Broker
Whitaker Securities LLCBroker
Noble International Investments, INC.Broker
Ryan Beck & CO.
Ryan Beck & CO.Broker
Fahnestock & CO. INC.Broker
Josephthal & CO., INC.Broker
Jwgenesis Securities, INC.Broker
Gruntal & CO., L.L.C.Broker
Alex. Brown & Sons IncorporatedBroker
Harry Downs & Company, INC.Broker
Mellon Financial Services CorporationBroker
American Securities CorporationBroker
Alex. Brown & Sons, INC.Broker
Bevill, Bresler & Schulman IncorporatedBroker
Lehman Brothers IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.