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Richard Curley

LPL Financial LLC
44 Years of Experience
Jupiter, FL
2 DisclosuresBroker
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Richard Curley is a registered investment advisor at LPL Financial LLC, based in Jupiter, FL, with 44 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Jupiter, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Denied
Employment Separation After Allegations
February 1988
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard works as an advisory representative of a registered investment advisor. This investment-related activity takes about half of Richard's time and involves trading.

Employment History
Current Registrations
LPL Financial LLC
July 2026 - Present · 3 mos
LPL Financial LLC
July 2026 - Present · 3 mos
LPL Financial LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
December 2013 - July 2026 · 12 yrs 7 mos
Cambridge Investment Research, INC.Broker
November 2013 - July 2026 · 12 yrs 8 mos
Kenilworth Asset Management, LLC
July 2012 - November 2013 · 1 yr 4 mos
World Equity Group, INC.Broker
July 2012 - June 2013 · 11 mos
Chicago Investment Group, LLCBroker
March 2008 - July 2010 · 2 yrs 4 mos
Chicago Investment Group, LLC
March 2008 - September 2009 · 1 yr 6 mos
Samuel a Ramirez & CO., INC.Broker
June 2005 - March 2008 · 2 yrs 9 mos
Whitaker Securities LLCBroker
July 2004 - May 2005 · 10 mos
Noble International Investments, INC.Broker
April 2003 - June 2004 · 1 yr 2 mos
Ryan Beck & CO.
April 2003 - May 2003 · 1 mo
Ryan Beck & CO.Broker
February 2002 - May 2003 · 1 yr 3 mos
Fahnestock & CO. INC.Broker
January 2002 - March 2002 · 2 mos
Josephthal & CO., INC.Broker
October 2000 - January 2002 · 1 yr 3 mos
Jwgenesis Securities, INC.Broker
December 1998 - November 2000 · 1 yr 11 mos
Gruntal & CO., L.L.C.Broker
July 1995 - December 1998 · 3 yrs 5 mos
Alex. Brown & Sons IncorporatedBroker
March 1992 - July 1995 · 3 yrs 4 mos
Harry Downs & Company, INC.Broker
May 1988 - April 1989 · 11 mos
Mellon Financial Services CorporationBroker
July 1987 - March 1988 · 8 mos
American Securities CorporationBroker
December 1985 - July 1986 · 7 mos
Alex. Brown & Sons, INC.Broker
June 1981 - April 1984 · 2 yrs 10 mos
Bevill, Bresler & Schulman IncorporatedBroker
March 1981 - May 1981 · 2 mos
Lehman Brothers IncorporatedBroker
May 1972 - April 1978 · 5 yrs 11 mos
E. F. Hutton & Company INCBroker
October 1970 - February 1972 · 1 yr 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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