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Eric Felsenfeld

Ameriprise Financial Services, LLC
23 Years of Experience
Gaithersburg, MD
8 DisclosuresBroker
View SEC Summary
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Eric Felsenfeld is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gaithersburg, MD, with 23 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6 Montgomery Village Ave, Ste 640, Gaithersburg, MD, 20879

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2026
Pending
Customer Dispute
June 2025
Settled
Customer Dispute
January 2025
Settled
Customer Dispute
December 2024
Settled
Customer Dispute
August 2024
Pending
Customer Dispute
July 2023
Settled
Customer Dispute
February 2021
Settled
Customer Dispute
October 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Eric owns multiple real estate properties and is a co-owner of Chesapeake Innovations, LLC, an engineering and product design/development company. He also owns Liberty Wealth Management Limited Liability Company and spends a few hours per week on these business activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2023 - Present · 3 yrs
Ameriprise Financial Services, LLCBroker
October 2023 - Present · 3 yrs
Ameriprise Financial Services, LLC
October 2023 - Present · 3 yrs
Previous Registrations
Kingswood Capital Partners, LLCBroker
June 2018 - November 2023 · 5 yrs 5 mos
Kingswood Wealth Advisors, LLC
October 2017 - November 2023 · 6 yrs 1 mo
Niagara International Capital LimitedBroker
October 2017 - June 2018 · 8 mos
H. Beck, INC.Broker
September 2009 - October 2017 · 8 yrs 1 mo
H. Beck, INC.
September 2009 - October 2017 · 8 yrs 1 mo
Amerivest Investment Management, LLC
April 2006 - April 2009 · 3 yrs
TD Ameritrade, INC.Broker
November 2004 - April 2009 · 4 yrs 5 mos
TD Ameritrade, INC.
October 2004 - April 2009 · 4 yrs 6 mos
Morgan Stanley
May 2002 - June 2004 · 2 yrs 1 mo
Morgan Stanley Dw INC.Broker
April 2002 - June 2004 · 2 yrs 2 mos
State Registrations17 states
AKCACOCTDCDEFLMDMENCNJNYPATXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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