TB
TB

Thad Bisselle

42 Years of Experience
Gaithersburg, MD
3 DisclosuresBroker

Thad Bisselle is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gaithersburg, MD, with 42 years of industry experience. Thad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6 Montgomery Village Ave, Ste 640, Gaithersburg, MD, 20879

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Settled
Financial
June 2016
Final
Customer Dispute
August 2013
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Ameriprise Financial Services, LLC
October 2023 - Present · 2 yrs 7 mos
Ameriprise Financial Services, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Kingswood Wealth Advisors, LLC
April 2018 - November 2023 · 5 yrs 7 mos
Kingswood Capital Partners, LLCBroker
April 2018 - November 2023 · 5 yrs 7 mos
Morgan StanleyBroker
May 2010 - April 2018 · 7 yrs 11 mos
Morgan Stanley
May 2010 - April 2018 · 7 yrs 11 mos
UBS Financial Services INC.
September 2004 - June 2010 · 5 yrs 9 mos
UBS Financial Services INC.Broker
October 2003 - June 2010 · 6 yrs 8 mos
Ferris, Baker Watts IncorporatedBroker
June 1986 - October 2003 · 17 yrs 4 mos
Laidlaw Adams & Peck INC.Broker
February 1985 - June 1986 · 1 yr 4 mos
Lang and CompanyBroker
January 1984 - February 1985 · 1 yr 1 mo
State Registrations7 states
AKCADEFLMDMEVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.